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Latest Results from /regulation

/regulation

SEC penalises 26 more firms over WhatsApp communications

The Securities and Exchange Commission today announced charges against 26 broker-dealers, investment advisers, and dually-registered broker-dealers and investment advisers for widespread and longstanding failures by the firms and their personnel to maintain and preserve electronic communications.

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Binance registers in India

Binance, the world’s leading virtual digital assets (VDAs) infrastructure provider, announced its registration as a reporting entity with India’s Financial Intelligence Unit (FIU-IND), marking Binance’s 19th global regulatory milestone.

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Hong Kong central bank opens GenAI sandbox

The Hong Kong Monetary Authority (HKMA), in collaboration with the Hong Kong Cyberport Management Company Limited (Cyberport), announced the launch of the new Generative Artificial Intelligence (GenA.I.) Sandbox today (13 August) at FiNETech2, the second edition of the FiNETech series.

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ECB harmonises rules for Eurosystem collateral management

The European Central Bank (ECB) has today published harmonised rules and arrangements for the mobilisation and management of collateral in Eurosystem credit operations marking a step towards further financial integration in the euro area and the capital markets union.

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Discussion Paper launched on the future of digital reporting in the UK

As part of a cross-regulatory group, the Financial Reporting Council has today announced the launch of a comprehensive discussion paper on the future of digital reporting in the UK.

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Shane Flatman appointed to FundRecs Apac role

Following its entry into the Australian market in 2022, regulatory alignment platform Fund Recs has appointed Shane Flatman as its Strategy and Business Development Director, APAC to expand its footprint in the region.

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MultiPass secures licence to operate in the United Arab Emirates

MultiPass, a global payment solution that provides modern financial products for businesses trading globally, has obtained a financial services licence in the UAE, regulated by the Dubai Financial Services Authority (DFSA). This milestone marks a significant step in the strategic expansion into the Middle East and will allow our clients to access local currency and payout.

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Cytora partners with AI-powered due diligence company Xapien

Cytora, the leading digital risk processing platform, has partnered with AI-powered due diligence company Xapien.

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Sav secures Dubai license

Sav, a UAE-born fintech, received an in-principle approval for a Category 4 license from the Dubai Financial Services Authority (DFSA).

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Plum enters commercial deal with adclear.ai

We’re thrilled to work with Plum, a leading smart money app.

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Bamboo Payments secures EU licence

Bamboo Payment, a leading innovator in global payment solutions, is thrilled to announce its recent acquisition of a Financial Institution Licence issued by the Malta Financial Services Authority (MFSA).

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FCA to move more staff to Leeds

The FCA is set to base a further 100 of its workforce in Leeds as it expands its footprint in the city.