Charles Schwab & Co

30 results about this entity

Period: 29 Sep 2004 - 05 Aug 2024

/markets

US online brokerages hit the skids during market rout

US online brokerages suffered downtime as market opened in anticipation of a stock market rout.

/regulation

Charles Schwab pays $187m to settle SEC robo-advisor charges

Subsidiaries of Charles Schwab have agreed to pay $187 million to settle SEC charges that they misled clients about fees for the broker's robo-advisor product.

/wealth

Schwab launches digital financial planning action centre

As part of its ongoing commitment to making financial planning easier and more accessible, Charles Schwab today announced the launch of the proprietary Financial Planning Action Center, a digital platform that allows clients who work with a Schwab Financial Consultant, Schwab Private Client Advisor, or Portfolio Solutions Group Consultant to track and complete tasks within their financial plan, communicate questions, and help work toward improving financial outcomes long-term.

/regulation

Charles Schwab faces $200m hit over SEC robo advisor investigation

Charles Schwab is facing a $200 million charge relating to a Securities and Exchange Commission (SEC) investigation into the firm's robo advisor.

/regulation

FCA fines Charles Schwab UK £8.96 million over safeguarding and compliance failures

The Financial Conduct Authority (FCA) has fined Charles Schwab UK Ltd (CSUK) £8.96 million for failing to adequately protect client assets, carrying out a regulated activity without permission and making a false statement to the FCA.

/wholesale

Charles Schwab develops client experience algo

Charles Schwab has developed a patent-pending algorithm designed to improve client experience and make investing more accessible.

/retail

Envestnet | Yodlee agrees data access terms with Charles Schwab

Envestnet | Yodlee (NYSE: ENV), a leading data aggregation and analytics platform powering dynamic, cloud-based innovation for digital financial services, announced today that it has come to terms with Charles Schwab on a financial data access agreement.

Charles Schwab to acquire TD Ameritrade for $26 billion

Charles Schwab has agreed to acquire rival discount brokerage TD Ameritrade in an all-stock transaction valued at approximately $26 billion.

/wholesale

Wall Street firms plan to take on Nyse and Nasdaq with new exchange

Morgan Stanley, E*Trade and Fidelity Investments are among a group of Wall Street firms backing a new equities exchange hoping to take on Nyse, Nasdaq and Cboe Global Markets.

Schwab adds human touch to automated investment service

Charles Schwab today announced the broad availability of Schwab Intelligent AdvisoryTM, the firm’s new hybrid advisory service that combines live credentialed professionals and advanced technology to make financial and investment planning more accessible.

Charles Schwab extends Fiserv Unified Wealth contract

Fiserv (NASDAQ: FISV), a leading global provider of financial services technology solutions, announced today that Charles Schwab & Co., Inc. has signed a three-year extension for the Unified Wealth Platform from Fiserv.

Schwab launches cyber security resource SchwabSafe

Today, Schwab announced the launch of SchwabSafe, an online resource with perspectives and tips on cyber security for clients.